SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Almega Wealth Management
Scottsdale, AZ
Almega Wealth Management LLC, CRD 316840
Firm filing updated September 25, 2026 ·
- $134.3MAssets
- 4Advisory staff
- 767Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- OtherYes
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- Individuals189
- High net worth individuals54
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 189 | $52.0 million |
| High net worth individuals | 54 | $82.0 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $222,141 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 7 services
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other: "TAX PLANNING, TAX PREPARATION"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other: "TAX PLANNING, TAX PREPARATION"
Assets and accounts
- Regulatory assets$134.3 million
- Accounts767
- Discretionary$129.8 million · 762 accounts
- Non-discretionary$4.5 million · 5 accounts
People
- Employees7
- Advisory staff4
- Broker-dealer reps0
- Licensed insurance agents1
- Planning clients101 to 250
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Almega Wealth Management LLC SEC-registered investment advisor. CRD 316840, SEC file 801-136105.
- Registered with the SEC as an investment advisor (status date on record: September 2, 2026).
Is Almega Wealth Management a fiduciary?
Short answer: Almega Wealth Management is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
1 staff member is a licensed insurance agent and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.