SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Bleichroeder LP
New York, NY
CRD 304295
Firm filing updated September 23, 2026 ·
- $2.4BAssets
- 57Clients
- 10Advisory staff
- 57Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Individuals33
- Corporations or other businesses13
- Charities6
- Pooled vehicles5
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 33 | $425.3 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 5 | $1.0 billion |
| Charitable organizations | 6 | $935.8 million |
| Corporations or other businesses not listed above | 13 | $66.6 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$2.4 billion
- Accounts57
- DiscretionaryAll accounts
People
- Employees12
- Advisory staff10
- Broker-dealer reps0
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 304295, SEC file 801-117171.
- Registered with the SEC as an investment advisor (status date on record: August 12, 2019).
Is Bleichroeder LP a fiduciary?
Short answer: Bleichroeder LP is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.