SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Vise AI Advisors
New York City, NY
Vise AI Advisors, LLC, CRD 301761
Firm filing updated June 1, 2026 ·
- $8.5BAssets
- 16,405Clients
- 20Advisory staff
- 16,405Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals14,135
- High net worth individuals1,870
- Pension and profit sharing plans194
- Corporations or other businesses194
- Charities11
- and 1 more1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 14,135 | $2.8 billion |
| High net worth individuals | 1,870 | $5.2 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $24.2 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 194 | $106.9 million |
| Charitable organizations | 11 | $1.7 million |
| Corporations or other businesses not listed above | 194 | $341.8 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$8.5 billion
- Accounts16,405
- DiscretionaryAll accounts
People
- Employees44
- Advisory staff20
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients0
Registration details
- Legal name: Vise AI Advisors, LLC SEC-registered investment advisor. CRD 301761, SEC file 801-116970.
- Registered with the SEC as an investment advisor (status date on record: July 17, 2019).
Is Vise AI Advisors a fiduciary?
Short answer: Vise AI Advisors is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.