SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Constantine Barry Asset Management (CBAM)
New York, NY
CB Capital Advisors, LLC, CRD 147242
Firm filing updated March 13, 2026 ·
- $138.6MAssets
- 2Advisory staff
- 59Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals42
- Individuals15
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 15 | $1.4 million |
| High net worth individuals | 42 | $114.3 million |
| Charitable organizations | Fewer than 5 clients | $22.9 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Other: "INVESTMENT CONSULTING"
- Portfolio management for individuals and/or small businesses
- Other: "INVESTMENT CONSULTING"
Assets and accounts
- Regulatory assets$138.6 million
- Accounts59
- Discretionary$2.0 million · 3 accounts
- Non-discretionary$136.7 million · 56 accounts
People
- Employees2
- Advisory staff2
- Broker-dealer reps0
- Licensed insurance agents0
Registration details
- Legal name: CB Capital Advisors, LLC SEC-registered investment advisor. CRD 147242, SEC file 801-69177.
- Registered with the SEC as an investment advisor (status date on record: May 13, 2008).
Is Constantine Barry Asset Management (CBAM) a fiduciary?
Short answer: Constantine Barry Asset Management (CBAM) is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.