SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Payne Capital Management, LLC
New York, NY
CRD 147119
Firm filing updated March 26, 2026 ·
- $1.3BAssets
- 1,011Clients
- 7Advisory staff
- 4,283Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals615
- High net worth individuals349
- Pension and profit sharing plans31
- Corporations or other businesses11
- Charities1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 615 | $223.9 million |
| High net worth individuals | 349 | $1.1 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 31 | $29.6 million |
| Charitable organizations | 1 | $4,857 |
| Corporations or other businesses not listed above | 11 | $10.6 million |
| Other: "UNSETTLED ESTATES" | 4 | $1.1 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
See all 4 services
- Educational seminars/workshops
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$1.3 billion
- Accounts4,283
- Discretionary$803.6 million · 2,833 accounts
- Non-discretionary$536.9 million · 1,450 accounts
People
- Employees17
- Advisory staff7
- Broker-dealer reps0
- Licensed insurance agents1
- Planning clients1,000
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 147119, SEC file 801-69261.
- Registered with the SEC as an investment advisor (status date on record: June 19, 2008).
Is Payne Capital Management, LLC a fiduciary?
Short answer: Payne Capital Management, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
1 staff member is a licensed insurance agent.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.