SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Fenix Trading
New York, NY
Fenix Asset Management, LLC, CRD 291069
Firm filing updated February 18, 2026 ·
- $160.4MAssets
- 447Clients
- 4Advisory staff
- 447Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- OtherYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- High net worth individuals343
- Corporations or other businesses104
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 343 | $99.9 million |
| Corporations or other businesses not listed above | 104 | $60.6 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$160.4 million
- Accounts447
- Discretionary$135.2 million · 334 accounts
- Non-discretionary$25.2 million · 113 accounts
People
- Employees5
- Advisory staff4
- Broker-dealer reps3
- Licensed insurance agents0
- Planning clients0
Registration details
- Legal name: Fenix Asset Management, LLC SEC-registered investment advisor. CRD 291069, SEC file 801-112181.
- Registered with the SEC as an investment advisor (status date on record: December 14, 2017).
Is Fenix Trading a fiduciary?
Short answer: Fenix Trading is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 3 staff are broker-dealer representatives, the firm is itself a registered representative of a broker-dealer and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.