SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Equitable Advisors, LLC
New York, NY
CRD 6627
Firm filing updated September 11, 2026 ·
- $42.5BAssets
- 73,011Clients
- 4,664Advisory staff
- 94,626Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals38,280
- High net worth individuals33,710
- Pension and profit sharing plans455
- Corporations or other businesses370
- Charities196
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 38,280 | $9.2 billion |
| High net worth individuals | 33,710 | $31.9 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 455 | $498.8 million |
| Charitable organizations | 196 | $257.3 million |
| Corporations or other businesses not listed above | 370 | $633.2 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 6 services
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$42.5 billion
- Accounts94,626
- Discretionary$21.1 billion · 42,652 accounts
- Non-discretionary$21.4 billion · 51,974 accounts
People
- Employees5,674
- Advisory staff4,664
- Broker-dealer reps5,656
- Licensed insurance agents5,019
- Planning clients251 to 500
Advisors
2,719 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 6627, SEC file 801-14065.
- Registered with the SEC as an investment advisor (status date on record: September 22, 1978).
Is Equitable Advisors, LLC a fiduciary?
Short answer: Equitable Advisors, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 5,656 staff are broker-dealer representatives, the firm is itself a broker-dealer and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
5,019 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.