SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Cullen Capital Management, LLC
New York, NY
CRD 113128
Firm filing updated March 27, 2026 ·
- $11.6BAssets
- 17Advisory staff
- 8,419Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals7,940
- Corporations or other businesses303
- Charities115
- Pension and profit sharing plans39
- Investment companies17
- and 1 more3
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 7,940 | $6.0 billion |
| Investment companies | 17 | $4.4 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $23.8 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 39 | $130.1 million |
| Charitable organizations | 115 | $309.3 million |
| State or municipal government entities (including government pension plans) | Fewer than 5 clients | $154.5 million |
| Insurance companies | Fewer than 5 clients | $7.0 million |
| Corporations or other businesses not listed above | 303 | $556.4 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 4 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$11.6 billion
- Accounts8,419
- DiscretionaryAll accounts
People
- Employees64
- Advisory staff17
- Broker-dealer reps18
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 113128, SEC file 801-57576.
- Registered with the SEC as an investment advisor (status date on record: May 31, 2000).
Is Cullen Capital Management, LLC a fiduciary?
Short answer: Cullen Capital Management, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 18 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.