SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Clear Haven Capital Management, LLC
New York, NY
CRD 149165
Firm filing updated June 29, 2026 ·
- $2.2BAssets
- 35Clients
- 6Advisory staff
- 35Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- OtherYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
Who the firm serves
- Insurance companies20
- Pooled vehicles11
- High net worth individuals4
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 4 | $6.2 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 11 | $824.2 million |
| Insurance companies | 20 | $1.4 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$2.2 billion
- Accounts35
- Discretionary$2.1 billion · 34 accounts
- Non-discretionary$42.8 million · 1 accounts
People
- Employees16
- Advisory staff6
- Broker-dealer reps0
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 149165, SEC file 801-114895.
- Registered with the SEC as an investment advisor (status date on record: April 1, 2019).
Is Clear Haven Capital Management, LLC a fiduciary?
Short answer: Clear Haven Capital Management, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.