SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Royce Investment Partners
New York, NY
Royce & Associates, LP, CRD 107689
Firm filing updated February 2, 2026 ·
- $12.4BAssets
- 979Clients
- 30Advisory staff
- 979Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Individuals931
- Investment companies16
- Pooled vehicles11
- Other investment advisors8
- Corporations or other businesses8
- and 2 more5
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 931 | $173.9 million |
| High net worth individuals | 1 | $1.1 million |
| Investment companies | 16 | $10.5 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 11 | $1.6 billion |
| Charitable organizations | 4 | $83.9 million |
| Other investment advisors | 8 | $60.9 million |
| Corporations or other businesses not listed above | 8 | $11.8 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$12.4 billion
- Accounts979
- Discretionary$12.3 billion · 971 accounts
- Non-discretionary$60.9 million · 8 accounts
People
- Employees89
- Advisory staff30
- Broker-dealer reps16
- Licensed insurance agents0
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Royce & Associates, LP SEC-registered investment advisor. CRD 107689, SEC file 801-8268.
- Registered with the SEC as an investment advisor (status date on record: December 14, 1971).
Is Royce Investment Partners a fiduciary?
Short answer: Royce Investment Partners is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 16 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.