SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Eagle Capital Management LLC
New York, NY
CRD 106422
Firm filing updated September 10, 2026 ·
- $35.8BAssets
- 12Advisory staff
- 2,284Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals1,509
- Corporations or other businesses348
- Charities251
- Pension and profit sharing plans75
- State or municipal government entities (including government pension plans)17
- and 2 more3
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 1,509 | $6.6 billion |
| Investment companies | 1 | $3.6 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $1.1 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 75 | $3.3 billion |
| Charitable organizations | 251 | $5.5 billion |
| State or municipal government entities (including government pension plans) | 17 | $2.2 billion |
| Insurance companies | Fewer than 5 clients | $31.6 million |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | $4.6 billion |
| Corporations or other businesses not listed above | 348 | $6.9 billion |
| Other: "PARTNERSHIP, OTHER, MODEL" | 76 | $2.1 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 4 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$35.8 billion
- Accounts2,284
- DiscretionaryAll accounts
People
- Employees45
- Advisory staff12
- Broker-dealer reps12
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 106422, SEC file 801-48883.
- Registered with the SEC as an investment advisor (status date on record: April 5, 1995).
Is Eagle Capital Management LLC a fiduciary?
Short answer: Eagle Capital Management LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 12 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.