SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
MIO Partners, Inc.
New York, NY
CRD 108637
Firm filing updated March 30, 2026 ·
- $59.6BAssets
- 66Advisory staff
- 75Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals915
- Pooled vehicles75
- Individuals60
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 60 | $0 |
| High net worth individuals | 915 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 75 | $44.9 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $14.7 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisors (including private fund managers)
See all 5 services
- Educational seminars/workshops
- Other: "PORTFOLIO MANAGEMENT FOR EMPLOYEES SECURITIES COMPANIES"
- Financial planning services
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
- Other: "PORTFOLIO MANAGEMENT FOR EMPLOYEES SECURITIES COMPANIES"
Assets and accounts
- Regulatory assets$59.6 billion
- Accounts75
- DiscretionaryAll accounts
People
- Employees287
- Advisory staff66
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients1,000
Advisors
7 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 108637, SEC file 801-41495.
- Registered with the SEC as an investment advisor (status date on record: June 10, 1992).
Is MIO Partners, Inc. a fiduciary?
Short answer: MIO Partners, Inc. is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.