SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Dasta Investments LLC
New York, NY
Dub Advisors LLC, CRD 315589
Firm filing updated June 11, 2026 ·
- $81.8MAssets
- 27,037Clients
- 2Advisory staff
- 27,037Accounts
Fees and minimums
All fee types on the form
- OtherYes
- Percentage of assets under managementNo
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- Individuals24,811
- High net worth individuals2,226
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 24,811 | $61.6 million |
| High net worth individuals | 2,226 | $20.1 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Publication of periodicals or newsletters
- Other: "MODEL DELIVERY SERVICE"
- Publication of periodicals or newsletters
- Other: "MODEL DELIVERY SERVICE"
Assets and accounts
- Regulatory assets$81.8 million
- Accounts27,037
- DiscretionaryAll accounts
People
- Employees8
- Advisory staff2
- Broker-dealer reps2
- Licensed insurance agents0
- Planning clients11,000
Registration details
- Legal name: Dub Advisors LLC SEC-registered investment advisor. CRD 315589, SEC file 801-122735.
- Registered with the SEC as an investment advisor (status date on record: November 23, 2021).
Is Dasta Investments LLC a fiduciary?
Short answer: Dasta Investments LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 2 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.