SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Citigroup Global Markets Inc.
New York, NY
CRD 7059
Firm filing updated September 10, 2026 ·
- $56BAssets
- 59,829Clients
- 4,078Advisory staff
- 59,757Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals34,655
- High net worth individuals23,441
- Corporations or other businesses1,512
- Charities143
- Pension and profit sharing plans41
- and 2 more37
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 34,655 | $9.5 billion |
| High net worth individuals | 23,441 | $32.0 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 26 | $3.0 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 41 | $1.5 billion |
| Charitable organizations | 143 | $509.1 million |
| State or municipal government entities (including government pension plans) | 11 | $2.8 billion |
| Corporations or other businesses not listed above | 1,512 | $6.7 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 9 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Other: "ASSET ALLOCATION ADVICE"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Other: "ASSET ALLOCATION ADVICE"
Assets and accounts
- Regulatory assets$56.0 billion
- Accounts59,757
- Discretionary$35.0 billion · 37,632 accounts
- Non-discretionary$21.0 billion · 22,125 accounts
People
- Employees7,036
- Advisory staff4,078
- Broker-dealer reps5,004
- Licensed insurance agents945
- Planning clients2,400
Advisors
1,496 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 7059, SEC file 801-3387.
- Registered with the SEC as an investment advisor (status date on record: February 23, 1964).
Is Citigroup Global Markets Inc. a fiduciary?
Short answer: Citigroup Global Markets Inc. is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 5,004 staff are broker-dealer representatives, the firm is itself a broker-dealer and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
945 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.