SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Spring Street Wealth
New York, NY
Spring Street Wealth, LLC, CRD 338643
Firm filing updated July 7, 2026 ·
- $26.4MAssets
- 30Clients
- 1Advisory staff
- 76Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals15
- Individuals13
- Pension and profit sharing plans2
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 13 | $4.4 million |
| High net worth individuals | 15 | $22.0 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $40,000 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
See all 4 services
- Other: "GENERAL CONSULTING"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Other: "GENERAL CONSULTING"
Assets and accounts
- Regulatory assets$26.4 million
- Accounts76
- Discretionary$24.4 million · 74 accounts
- Non-discretionary$2.0 million · 2 accounts
People
- Employees1
- Advisory staff1
- Broker-dealer reps0
- Licensed insurance agents1
- Planning clients26 to 50
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Spring Street Wealth, LLC SEC-registered investment advisor. CRD 338643, SEC file 801-134598.
- Registered with the SEC as an investment advisor (status date on record: November 13, 2025).
Is Spring Street Wealth a fiduciary?
Short answer: Spring Street Wealth is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
1 staff member is a licensed insurance agent.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.