SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Abernathy Group II LLC
New York, NY
CRD 152401
Firm filing updated March 4, 2026 ·
- $80.2MAssets
- 34Clients
- 1Advisory staff
- 94Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Performance-based feesYes
- OtherYes
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
Who the firm serves
- High net worth individuals19
- Individuals14
- Pooled vehicles1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 14 | $3.1 million |
| High net worth individuals | 19 | $72.7 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $4.4 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 7 services
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other: "BUSINESS ADVISORY SERVICES"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other: "BUSINESS ADVISORY SERVICES"
Assets and accounts
- Regulatory assets$80.2 million
- Accounts94
- Discretionary$77.7 million · 88 accounts
- Non-discretionary$2.5 million · 6 accounts
People
- Employees4
- Advisory staff1
- Broker-dealer reps1
- Licensed insurance agents0
- Planning clients1 to 10
Registration details
- SEC-registered investment advisor. CRD 152401, SEC file 801-71255.
- Registered with the SEC as an investment advisor (status date on record: April 13, 2010).
Is Abernathy Group II LLC a fiduciary?
Short answer: Abernathy Group II LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 1 staff member is a broker-dealer representative. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.