SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Arch Global Advisors, LLC
New York, NY
CRD 297397
Firm filing updated June 16, 2026 ·
- $230.9MAssets
- 442Clients
- 10Advisory staff
- 815Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals270
- High net worth individuals132
- Pension and profit sharing plans26
- Corporations or other businesses8
- Charities6
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 270 | $53.2 million |
| High net worth individuals | 132 | $143.6 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 26 | $27.6 million |
| Charitable organizations | 6 | $1.3 million |
| Corporations or other businesses not listed above | 8 | $5.2 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
See all 4 services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$230.9 million
- Accounts815
- DiscretionaryAll accounts
People
- Employees16
- Advisory staff10
- Broker-dealer reps9
- Licensed insurance agents9
- Planning clients51 to 100
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 297397, SEC file 801-113519.
- Registered with the SEC as an investment advisor (status date on record: July 2, 2018).
Is Arch Global Advisors, LLC a fiduciary?
Short answer: Arch Global Advisors, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 9 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
9 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.