SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Seasons of Advice Wealth Management
New York, NY
SOA Wealth Advisors, LLC, CRD 310448
Firm filing updated March 30, 2026 ·
- $1.2BAssets
- 891Clients
- 12Advisory staff
- 3,504Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- OtherYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- Individuals523
- High net worth individuals368
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 523 | $164.3 million |
| High net worth individuals | 368 | $1.1 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other: "INSURANCE, CREDIT AND CASH MANAGEMENT SOLUTIONS."
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other: "INSURANCE, CREDIT AND CASH MANAGEMENT SOLUTIONS."
Assets and accounts
- Regulatory assets$1.2 billion
- Accounts3,504
- Discretionary$1.1 billion · 3,399 accounts
- Non-discretionary$69.5 million · 105 accounts
People
- Employees20
- Advisory staff12
- Broker-dealer reps0
- Licensed insurance agents10
- Planning clients251 to 500
Advisors
5 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: SOA Wealth Advisors, LLC SEC-registered investment advisor. CRD 310448, SEC file 801-119603.
- Registered with the SEC as an investment advisor (status date on record: October 20, 2020).
Is Seasons of Advice Wealth Management a fiduciary?
Short answer: Seasons of Advice Wealth Management is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
10 staff are licensed insurance agents, the firm is itself an insurance broker or agent and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.