SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
ARI Group, LLC
New York, NY
CRD 286049
Firm filing updated February 25, 2026 ·
- $132.8MAssets
- 4Advisory staff
- 15Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals5
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 5 | $113.6 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $16.9 million |
| Other: "PROPRIETARY ACCOUNT" | 7 | $2.3 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "MANAGEMENT OF INVESTMENT ASSETS"
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "MANAGEMENT OF INVESTMENT ASSETS"
Assets and accounts
- Regulatory assets$132.8 million
- Accounts15
- Discretionary$21.8 million · 14 accounts
- Non-discretionary$111.0 million · 1 accounts
People
- Employees4
- Advisory staff4
- Broker-dealer reps0
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 286049, SEC file 801-111757.
- Registered with the SEC as an investment advisor (status date on record: September 27, 2017).
Is ARI Group, LLC a fiduciary?
Short answer: ARI Group, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.