SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Wealthspire Advisors
New York, NY
Wealthspire Advisors LLC, CRD 106181
Firm filing updated April 30, 2026 ·
- $34.3BAssets
- 220Advisory staff
- 9,973Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- OtherYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- High net worth individuals5,553
- Individuals4,183
- Charities94
- Corporations or other businesses73
- Pension and profit sharing plans69
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 4,183 | $1.6 billion |
| High net worth individuals | 5,553 | $31.6 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 69 | $174.6 million |
| Charitable organizations | 94 | $619.1 million |
| State or municipal government entities (including government pension plans) | Fewer than 5 clients | $36.6 million |
| Corporations or other businesses not listed above | 73 | $290.4 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
See all 4 services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$34.3 billion
- Accounts9,973
- Discretionary$33.0 billion · 9,265 accounts
- Non-discretionary$1.3 billion · 708 accounts
People
- Employees397
- Advisory staff220
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients3,000
Advisors
137 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Wealthspire Advisors LLC SEC-registered investment advisor. CRD 106181, SEC file 801-49390.
- Registered with the SEC as an investment advisor (status date on record: June 16, 1995).
Is Wealthspire Advisors a fiduciary?
Short answer: Wealthspire Advisors is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.