SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Eaglebrook Advisors
New York, NY
Eaglebrook Advisors, Inc., CRD 304438
Firm filing updated March 30, 2026 ·
- $342MAssets
- 159Clients
- 5Advisory staff
- 1,110Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Other investment advisors81
- High net worth individuals78
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 78 | $36.7 million |
| Other investment advisors | 81 | $305.2 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$342.0 million
- Accounts1,110
People
- Employees22
- Advisory staff5
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
3 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Eaglebrook Advisors, Inc. SEC-registered investment advisor. CRD 304438, SEC file 801-122813.
- Registered with the SEC as an investment advisor (status date on record: December 7, 2021).
Is Eaglebrook Advisors a fiduciary?
Short answer: Eaglebrook Advisors is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.