SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
American Capital Management Inc
New York, NY
CRD 110861
Firm filing updated June 30, 2026 ·
- $2.1BAssets
- 333Clients
- 8Advisory staff
- 498Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals272
- Corporations or other businesses36
- Charities18
- Pension and profit sharing plans6
- Pooled vehicles1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 272 | $884.9 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $523.5 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 6 | $7.9 million |
| Charitable organizations | 18 | $208.8 million |
| Corporations or other businesses not listed above | 36 | $485.8 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$2.1 billion
- Accounts498
- DiscretionaryAll accounts
People
- Employees15
- Advisory staff8
- Broker-dealer reps1
- Licensed insurance agents0
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 110861, SEC file 801-15254.
- Registered with the SEC as an investment advisor (status date on record: May 27, 1980).
Is American Capital Management Inc a fiduciary?
Short answer: American Capital Management Inc is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 1 staff member is a broker-dealer representative. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.