SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Alinea Advisory Services LLC
New York, NY
CRD 311782
Firm filing updated September 1, 2026 ·
- $66.6MAssets
- 115,693Clients
- 1Advisory staff
- 115,693Accounts
Fees and minimums
All fee types on the form
- Subscription fees (for a newsletter or periodical)Yes
- Percentage of assets under managementNo
- Hourly chargesNo
- Fixed feesNo
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals115,693
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 115,693 | $66.6 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for individuals and/or small businesses
Assets and accounts
- Regulatory assets$66.6 million
- Accounts115,693
- Discretionary$47.5 million · 86,216 accounts
- Non-discretionary$19.1 million · 29,477 accounts
People
- Employees10
- Advisory staff1
- Broker-dealer reps0
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 311782, SEC file 801-120032.
- Registered with the SEC as an investment advisor (status date on record: January 26, 2021).
Is Alinea Advisory Services LLC a fiduciary?
Short answer: Alinea Advisory Services LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.