SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
MJB Asset Management LLC
New York, NY
CRD 109940
Firm filing updated March 30, 2026 ·
- $141.4MAssets
- 108Clients
- 1Advisory staff
- 296Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals61
- High net worth individuals38
- Corporations or other businesses8
- Pension and profit sharing plans1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 61 | $17.4 million |
| High net worth individuals | 38 | $100.5 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $2.5 million |
| Corporations or other businesses not listed above | 8 | $21.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
See all 4 services
- Other: "INVESTMENT CONSULTATION SERVICES"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Other: "INVESTMENT CONSULTATION SERVICES"
Assets and accounts
- Regulatory assets$141.4 million
- Accounts296
- Discretionary$138.9 million · 292 accounts
- Non-discretionary$2.5 million · 4 accounts
People
- Employees1
- Advisory staff1
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients1 to 10
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 109940, SEC file 801-56653.
- Registered with the SEC as an investment advisor (status date on record: July 7, 1999).
Is MJB Asset Management LLC a fiduciary?
Short answer: MJB Asset Management LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.