SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Mavros Capital Management, LLC
New York, NY
CRD 327785
Firm filing updated July 14, 2026 ·
- $32.1MAssets
- 10Clients
- 3Advisory staff
- 30Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals10
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 10 | $32.1 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Other: "REPORTING ON NON-ADVISORY ASSETS"
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Other: "REPORTING ON NON-ADVISORY ASSETS"
Assets and accounts
- Regulatory assets$32.1 million
- Accounts30
- DiscretionaryAll accounts
People
- Employees6
- Advisory staff3
- Broker-dealer reps1
- Licensed insurance agents0
- Planning clients0
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 327785, SEC file 801-133954.
- Registered with the SEC as an investment advisor (status date on record: August 8, 2025).
Is Mavros Capital Management, LLC a fiduciary?
Short answer: Mavros Capital Management, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 1 staff member is a broker-dealer representative. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.