SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Institutional Investment Advisors Corp
New York, NY
CRD 126055
Firm filing updated February 17, 2026 ·
- $105.2MAssets
- 1Advisory staff
- 296Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals93
- High net worth individuals44
- Pension and profit sharing plans5
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 93 | $23.2 million |
| High net worth individuals | 44 | $69.7 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $12.3 million |
| Charitable organizations | Fewer than 5 clients | $31,000 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$105.2 million
- Accounts296
- Discretionary$94.4 million · 233 accounts
- Non-discretionary$10.8 million · 63 accounts
People
- Employees3
- Advisory staff1
- Broker-dealer reps1
- Licensed insurance agents0
- Planning clients11 to 25
Registration details
- SEC-registered investment advisor. CRD 126055, SEC file 801-77500.
- Registered with the SEC as an investment advisor (status date on record: January 8, 2013).
Is Institutional Investment Advisors Corp a fiduciary?
Short answer: Institutional Investment Advisors Corp is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 1 staff member is a broker-dealer representative. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.