SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Wembley Strategic Advisory LLC
New York, NY
CRD 305692
Firm filing updated May 11, 2026 ·
- $695.2MAssets
- 11Clients
- 2Advisory staff
- 35Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Performance-based feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Pooled vehicles6
- High net worth individuals5
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 5 | $682.4 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 6 | $12.8 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisors (including private fund managers)
See all 4 services
- Other: "DUE DILIGENCE ON PRIVATE INVESTMENTS"
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisors (including private fund managers)
- Other: "DUE DILIGENCE ON PRIVATE INVESTMENTS"
Assets and accounts
- Regulatory assets$695.2 million
- Accounts35
- Discretionary$408.7 million · 17 accounts
- Non-discretionary$286.5 million · 18 accounts
People
- Employees2
- Advisory staff2
- Broker-dealer reps0
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 305692, SEC file 801-117508.
- Registered with the SEC as an investment advisor (status date on record: October 18, 2019).
Is Wembley Strategic Advisory LLC a fiduciary?
Short answer: Wembley Strategic Advisory LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.