SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Douglas C. Lane & Associates
New York, NY
Douglas Lane & Associates, LLC, CRD 282563
Firm filing updated March 30, 2026 ·
- $8.4BAssets
- 1,144Clients
- 17Advisory staff
- 5,556Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals874
- Individuals210
- Pension and profit sharing plans27
- Corporations or other businesses19
- Charities14
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 210 | $100.8 million |
| High net worth individuals | 874 | $7.6 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 27 | $312.5 million |
| Charitable organizations | 14 | $200.7 million |
| Corporations or other businesses not listed above | 19 | $197.1 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 5 services
- Selection of other advisors (including private fund managers)
- Other: "CREDIT, CASH MANAGEMENT, AND INSURANCE SOLUTIONS"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Other: "CREDIT, CASH MANAGEMENT, AND INSURANCE SOLUTIONS"
Assets and accounts
- Regulatory assets$8.4 billion
- Accounts5,556
- DiscretionaryAll accounts
People
- Employees37
- Advisory staff17
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients101 to 250
Advisors
9 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Douglas Lane & Associates, LLC SEC-registered investment advisor. CRD 282563, SEC file 801-107161.
- Registered with the SEC as an investment advisor (status date on record: January 1, 2016).
Is Douglas C. Lane & Associates a fiduciary?
Short answer: Douglas C. Lane & Associates is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.