SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Samjo Management, LLC
New York, NY
CRD 326808
Firm filing updated March 23, 2026 ·
- $308.8MAssets
- 2Advisory staff
- 189Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals103
- Pension and profit sharing plans76
- Charities6
- Pooled vehicles2
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 103 | $123.1 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $115.7 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 76 | $66.6 million |
| Charitable organizations | 6 | $3.0 million |
| Other: "FAMILY PARTNERSHIPS/INVESTMENT VEHICLES" | Fewer than 5 clients | $372,200 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
Assets and accounts
- Regulatory assets$308.8 million
- Accounts189
- DiscretionaryAll accounts
People
- Employees3
- Advisory staff2
- Broker-dealer reps0
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 326808, SEC file 801-128117.
- Registered with the SEC as an investment advisor (status date on record: June 6, 2023).
Is Samjo Management, LLC a fiduciary?
Short answer: Samjo Management, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.