SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Federated Global Investment Management Corp.
New York, NY
CRD 106277
Firm filing updated September 8, 2026 ·
- $14.1BAssets
- 39Advisory staff
- 83Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- OtherYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
Who the firm serves
- Individuals45
- Investment companies13
- High net worth individuals11
- Pension and profit sharing plans5
- Pooled vehicles4
- and 1 more4
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 45 | $10.3 million |
| High net worth individuals | 11 | $12.6 million |
| Investment companies | 13 | $12.4 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $866.2 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $634.6 million |
| Charitable organizations | Fewer than 5 clients | $924,673 |
| Corporations or other businesses not listed above | 4 | $192.9 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 7 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
- Other: "ADVISER ALSO PROVIDES MODEL PORTFOLIOS AND ASSET ALLOCATION RECOMMENDATIONS AND PERIODIC UPDATES TO THEM."
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
- Other: "ADVISER ALSO PROVIDES MODEL PORTFOLIOS AND ASSET ALLOCATION RECOMMENDATIONS AND PERIODIC UPDATES TO THEM."
Assets and accounts
- Regulatory assets$14.1 billion
- Accounts83
- DiscretionaryAll accounts
People
- Employees39
- Advisory staff39
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
130 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 106277, SEC file 801-49470.
- Registered with the SEC as an investment advisor (status date on record: June 22, 1995).
Is Federated Global Investment Management Corp. a fiduciary?
Short answer: Federated Global Investment Management Corp.
More detail
is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.