SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
ELCO Management Company, LLC
New York, NY
CRD 137036
Firm filing updated May 20, 2026 ·
- $261.2MAssets
- 5Advisory staff
- 369Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals84
- Individuals60
- Corporations or other businesses5
- Pooled vehicles1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 60 | $13.0 million |
| High net worth individuals | 84 | $201.5 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $30.5 million |
| Charitable organizations | Fewer than 5 clients | $7.4 million |
| Corporations or other businesses not listed above | 5 | $8.7 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
Assets and accounts
- Regulatory assets$261.2 million
- Accounts369
- Discretionary$245.4 million · 356 accounts
- Non-discretionary$15.8 million · 13 accounts
People
- Employees7
- Advisory staff5
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients0
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 137036, SEC file 801-64940.
- Registered with the SEC as an investment advisor (status date on record: December 8, 2005).
Is ELCO Management Company, LLC a fiduciary?
Short answer: ELCO Management Company, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.