SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Cantor Fitzgerald Investment Advisors
New York, NY
Cantor Fitzgerald Investment Advisors, L.P., CRD 159296
Firm filing updated July 15, 2026 ·
- $3.2BAssets
- 1,295Clients
- 7Advisory staff
- 1,302Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Performance-based feesYes
- OtherYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
Who the firm serves
- High net worth individuals625
- Individuals592
- Charities35
- Corporations or other businesses24
- Pension and profit sharing plans10
- and 2 more9
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 592 | $187.6 million |
| High net worth individuals | 625 | $1.1 billion |
| Investment companies | 6 | $1.7 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $114.6 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 10 | $21.8 million |
| Charitable organizations | 35 | $46.0 million |
| Corporations or other businesses not listed above | 24 | $47.2 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
See all 6 services
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$3.2 billion
- Accounts1,302
- DiscretionaryAll accounts
People
- Employees35
- Advisory staff7
- Broker-dealer reps24
- Licensed insurance agents0
- Planning clients500
Advisors
18 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Cantor Fitzgerald Investment Advisors, L.P. SEC-registered investment advisor. CRD 159296, SEC file 801-72852.
- Registered with the SEC as an investment advisor (status date on record: November 15, 2011).
Is Cantor Fitzgerald Investment Advisors a fiduciary?
Short answer: Cantor Fitzgerald Investment Advisors is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 24 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.