SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Millburn Ridgefield LLC
New York, NY
CRD 148870
Firm filing updated May 20, 2026 ·
- $8.7BAssets
- 25Advisory staff
- 9Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Pooled vehicles6
- Investment companies3
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | Fewer than 5 clients | $0 |
| Investment companies | 3 | $8.4 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 6 | $252.0 million |
| Charitable organizations | Fewer than 5 clients | $0 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 5 services
- Selection of other advisors (including private fund managers)
- Other: "FINANCIAL PLANNING TO AN INDIVIDUAL AND THAT INDIVIDUAL'S CHARITABLE ENTITIES AND TRUSTS"
- Financial planning services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisors (including private fund managers)
- Other: "FINANCIAL PLANNING TO AN INDIVIDUAL AND THAT INDIVIDUAL'S CHARITABLE ENTITIES AND TRUSTS"
Assets and accounts
- Regulatory assets$8.7 billion
- Accounts9
- DiscretionaryAll accounts
People
- Employees59
- Advisory staff25
- Broker-dealer reps6
- Licensed insurance agents0
- Planning clients1 to 10
Registration details
- SEC-registered investment advisor. CRD 148870, SEC file 801-60938.
- Registered with the SEC as an investment advisor (status date on record: March 8, 2002).
Is Millburn Ridgefield LLC a fiduciary?
Short answer: Millburn Ridgefield LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 6 staff are broker-dealer representatives, the firm is itself a broker-dealer and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.