SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Quent Capital, LLC
New York, NY
CRD 308203
Firm filing updated March 30, 2026 ·
- $2.1BAssets
- 9Advisory staff
- 2,671Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals298
- Individuals73
- Pension and profit sharing plans6
- Charities6
- Pooled vehicles1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 73 | $21.7 million |
| High net worth individuals | 298 | $1.8 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $123.6 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 6 | $31.8 million |
| Charitable organizations | 6 | $58.9 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $11.4 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
Assets and accounts
- Regulatory assets$2.1 billion
- Accounts2,671
- Discretionary$2.0 billion · 2,668 accounts
- Non-discretionary$23.0 million · 3 accounts
People
- Employees17
- Advisory staff9
- Broker-dealer reps0
- Licensed insurance agents2
Advisors
5 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 308203, SEC file 801-118601.
- Registered with the SEC as an investment advisor (status date on record: April 30, 2020).
Is Quent Capital, LLC a fiduciary?
Short answer: Quent Capital, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
2 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.