SEC-registered financial advisors in Arizona
This page lists 179 advisory firms with a main office in Arizona that are registered with the SEC and report individual clients. It is not every advisor in Arizona. Firms registered with Arizona's securities regulator instead of the SEC, and some SEC-registered firms, are not shown. The firms are listed A to Z. It is a list, not a ranking and not a recommendation. Registration does not mean the SEC approves or recommends a firm, and it does not imply a certain level of skill or training.
Firms registered with the SEC in the last 12 months
City pages in Arizona
Showing 24 of 179
- 17 Capital Partners, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- 345 Investment Advisory, LLC$100M to $500MSEC recordPercentage of assets
- 3Roots Wealth Partners LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Able Financial Group, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Accordant Investments LLC$100M to $500MSEC recordPercentage of assets
- Acrylic Financial, Inc.$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- Acute Investment Advisory$100M to $500MSEC recordPercentage of assetsOther
- Aim Capital$100M to $500MSEC recordPercentage of assetsHourly
- Aio Financial, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Allied Portfolio Management, Inc.$100M to $500MSEC recordPercentage of assets
- Almega Wealth Management$100M to $500MSEC recordPercentage of assetsHourlyOther
- Alpha Fiduciary$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Amplify Financial, LLC$100M to $500MSEC recordOther
- Arbor Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Arcwood Financial, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat feeOther
- Arq Wealth Advisors, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Ascent Capital Partners, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Ashton Thomas Private Wealth$1B or moreSEC recordPercentage of assetsHourly
- Attessa Capital LLC$100M to $500MSEC recordPercentage of assetsOther
- Awm Capital, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Babb Wealth Advisors LLC$100M to $500MSEC recordPercentage of assetsOther
- Balboa Wealth Partners, Inc.$1B or moreSEC recordPercentage of assetsHourlyNewsletter subscriptionsPerformance-based
- Bayntree Wealth Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Biltmore Wealth Management, LLC$100M to $500MSEC recordPercentage of assets
- Blakely Walters Wealth Management$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Bledsoe Asset Management, LLC$100M to $500MSEC recordPercentage of assetsHourly
- Bradley Wealth LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Bridgelight Capital LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Bridgeport Financial Solutions$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Brookwood Investment Group$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Buttonwood Capital Management (BCM)$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- C2c Wealth Management, LLC$100M to $500MSEC recordPercentage of assets
- Cambridge Financial Group, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat feeOther
- Capital Wealth Alliance, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Capital West Partners, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Claremont Capital Management, LLC$500M to $1BSEC recordPercentage of assets
- Clarity Wealth Management, L.L.C.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Clarus Wealth Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Cole Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Corepath Wealth Partners LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- CSP Financial Group LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Davis Selected Advisers LP$1B or moreSEC recordPercentage of assets
- Decisionpoint Financial, LLC$1B or moreSEC recordPercentage of assetsHourly
- Degreen Private Wealth, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Dew Wealth Management$100M to $500MSEC recordPercentage of assetsFixed or flat feeOther
- Dynamic$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Dynamic Wealth Advisors$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Eaton-Cambridge Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Embark Wealth Management, LLC$25M to $100MSEC recordPercentage of assets
- Endeavor Advisors LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Ensign Advisory Partners LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Exeter Financial, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Faith Investor Services$100M to $500MSEC recordPercentage of assets
- Farnam Financial$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Financial Directions LLC$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Financial Life Planners$100M to $500MSEC recordPercentage of assetsHourly
- Financial Planning First, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Foothills Advisors, LLC$100M to $500MSEC recordPercentage of assets
- Form Prosperity Wealth Advisors, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Fortitude Family Office$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feePerformance-basedOther
- Fortress Financial Solutions, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Foundations Investment Advisors LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Galvin, Gaustad & Stein, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Global Strategic Nextgen OCIO$1B or moreSEC recordPercentage of assets
- Gordian Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- GPS Investments$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- GR Financial Group, LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-basedOther
- Graystone Partners Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Greenberg Financial Group$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Harding Wealth, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Harmony Asset Management LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Haws Financial Planning LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Heffernan Advisory, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat feeOther
- Heritage Family Offices, LLP$100M to $500MSEC recordPercentage of assetsFixed or flat feePerformance-based
- Hillspring Financial, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Idx Advisors$100M to $500MSEC recordPercentage of assets
- Immaculate Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Indigo Partners LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Intelligent Capitalworks$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Interwealth Management, LLC$100M to $500MSEC recordPercentage of assets
- Intrinsic Value Partners, LLC$100M to $500MSEC recordPercentage of assetsHourly
- Intrinsic Wealth Counsel, Inc.$100M to $500MSEC recordPercentage of assetsHourlyOther
- Invicta Financial Group$100M to $500MSEC recordPercentage of assetsFixed or flat feeOther
- Ironwood Financial, LLC$500M to $1BSEC recordPercentage of assets
- Ironwood Investment Counsel, LLC$1B or moreSEC recordPercentage of assets
- Ironwood Wealth Management, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Johnson Financial Advisors$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Juncture Wealth Strategies, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Key Group Management, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Kingdom Financial Group, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- L. Roy Papp & Associates, LLP$1B or moreSEC recordPercentage of assets
- Lane Brothers Investment Counsel$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Legacy Cornerstone Wealth LLCUnder $25MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Levin Funding Group LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Lilliano Capital Management LLC$100M to $500MSEC recordPercentage of assets
- Luminescent Wealth Management, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Luminvest Wealth Management LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Martinsen Wealth Management$100M to $500MSEC recordPercentage of assets
- Mathis Wealth Management$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Meixler Investment Management, Ltd.$100M to $500MSEC recordPercentage of assets
- Miller Wealth Management$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- MSH Capital Advisors LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Mulholland Wealth Advisors, LLC$500M to $1BSEC recordPercentage of assets
- Next Up Wealth Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Nova Financial Services$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- NRG Wealth Management$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- O'Connor Capital Advisory, LLC$100M to $500MSEC recordPercentage of assets
- One Wealth Capital Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Optima Capital Management$100M to $500MSEC recordPercentage of assets
- Osaic Wealth, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- PFG Advisors$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Pinnacle Peak Private Client Group, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Preston Investments$100M to $500MSEC recordPercentage of assets
- Profocus Incorporated$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Prosper Private Wealth$100M to $500MSEC recordPercentage of assetsHourlyPerformance-based
- Public Safety Financial/GallowayUnder $25MSEC recordPercentage of assetsFixed or flat feeOther
- R.H. Investment Group, LLC$100M to $500MSEC recordPercentage of assets
- Redeem Wealth Management$100M to $500MSEC recordPercentage of assetsHourlyNewsletter subscriptionsFixed or flat fee
- Redwood Investment Management, LLC.$1B or moreSEC recordPercentage of assets
- Releve Financial Group$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Ridgeline Private Wealth$100M to $500MSEC recordPercentage of assetsFixed or flat feeOther
- Rovin Capital$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Sage Financial Advisors Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Schulz Financial Group$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Scottsdale Wealth Planning, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Secure Investment Management, LLC$25M to $100MSEC recordPercentage of assetsHourly
- Sem Wealth Management$500M to $1BSEC recordPercentage of assets
- Sensible Money, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Seros Wealth Partners$100M to $500MSEC recordPercentage of assetsHourlyNewsletter subscriptionsFixed or flat feePerformance-based
- Sharpepoint, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Sierra Legacy Group$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- SL Capital$100M to $500MSEC recordPercentage of assets
- Smead Capital Management, Inc.$1B or moreSEC recordPercentage of assets
- Southwest Investment Advisors, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Sovereign Investment Advisors LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Spahn Wealth & Retirement LLC$100M to $500MSEC recordPercentage of assets
- Spirit West Advisors, LLC$100M to $500MSEC recordPercentage of assets
- Stableford Capital LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Sterling Investment Management, LLC$100M to $500MSEC recordPercentage of assetsHourly
- Stoker Ostler, A Part of BMO Financial Group$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Stonecrest Wealth Management, Inc$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Strategic Income Group LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Strategy Financial Group$100M to $500MSEC recordPercentage of assetsHourly
- Suttle Crossland Wealth Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Tandem Wealth Advisors$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Taurum Retirement Partners, LLC$100M to $500MSEC recordPercentage of assetsOther
- Taylor Frigon Capital Management LLC$100M to $500MSEC recordPercentage of assetsPerformance-based
- Taylor Frigon Family Office, LLCUnder $25MSEC recordPercentage of assets
- Tci Wealth Advisors, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Templeton Financial Services Inc.$100M to $500MSEC recordPercentage of assets
- Tfo Family Office Partners$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Titan Capital Management$25M to $100MSEC recordPercentage of assetsFixed or flat feePerformance-based
- Total Investment Management, Inc.$1B or moreSEC recordPercentage of assetsNewsletter subscriptionsFixed or flat fee
- Trajan Wealth, L.L.C.$1B or moreSEC recordPercentage of assetsPerformance-based
- Treiberg Wealth Management$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Trek Financial$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Tribeca Financial, LLC$100M to $500MSEC recordPercentage of assetsOther
- Triton Wealth Management, PLLC$100M to $500MSEC recordPercentage of assets
- Union Capital Company$100M to $500MSEC recordPercentage of assetsCommissions
- United Planners' Financial Services of America A Limited Partner$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- Versant Capital Management, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Verus Capital Partners, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Vestpointe Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Vigilare Wealth Management LLC$100M to $500MSEC recordPercentage of assets
- Wall Capital Group, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Watts Gwilliam & Company, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Wealth Engineering, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Wealth Management Partners, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Wealth Management Solutions$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Westmark Wealth Management$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Wilkinson Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Windsor Capital Management, LLC$500M to $1BSEC recordPercentage of assetsHourly
- Wisdom Wealth Investment Advisors LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Wise Wealth Partners, LLC$100M to $500MSEC recordPercentage of assets
- WJ Wealth Management$100M to $500MSEC recordPercentage of assets
- WLTH Capital Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- WT Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyOther
- Xcelsior Advisor Partners LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Zenith Wealth Advisors$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.