SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Faith Investor Services
Scottsdale, AZ
Faith Investor Services LLC, CRD 313337
Firm filing updated July 29, 2026 ·
- $279.7MAssets
- 254Clients
- 6Advisory staff
- 598Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals223
- High net worth individuals27
- Investment companies4
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 223 | $40.2 million |
| High net worth individuals | 27 | $61.4 million |
| Investment companies | 4 | $178.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
See all 4 services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$279.7 million
- Accounts598
- Discretionary$276.0 million · 589 accounts
- Non-discretionary$3.7 million · 9 accounts
People
- Employees10
- Advisory staff6
- Broker-dealer reps0
- Licensed insurance agents3
- Planning clients51 to 100
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Faith Investor Services LLC SEC-registered investment advisor. CRD 313337, SEC file 801-121223.
- Registered with the SEC as an investment advisor (status date on record: May 17, 2021).
Is Faith Investor Services a fiduciary?
Short answer: Faith Investor Services is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
3 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.