SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Arq Wealth Advisors, LLC
Scottsdale, AZ
CRD 147351
Firm filing updated August 19, 2026 ·
- $1.2BAssets
- 11Advisory staff
- 2,131Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals319
- Individuals278
- Corporations or other businesses6
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 278 | $148.4 million |
| High net worth individuals | 319 | $1.0 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $2.9 million |
| Corporations or other businesses not listed above | 6 | $12.0 million |
| Other: "CHARITY" | Fewer than 5 clients | $6.3 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 4 services
- Pension consulting services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
Assets and accounts
- Regulatory assets$1.2 billion
- Accounts2,131
- DiscretionaryAll accounts
People
- Employees18
- Advisory staff11
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients500
Advisors
8 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 147351, SEC file 801-107346.
- Registered with the SEC as an investment advisor (status date on record: March 7, 2016).
Is Arq Wealth Advisors, LLC a fiduciary?
Short answer: Arq Wealth Advisors, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.