SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Mulholland Wealth Advisors, LLC
Scottsdale, AZ
CRD 282408
Firm filing updated April 1, 2026 ·
- $611.7MAssets
- 5Advisory staff
- 141Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals70
- Other investment advisors4
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 70 | $6.1 million |
| High net worth individuals | Fewer than 5 clients | $201,581 |
| Other investment advisors | 4 | $605.5 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other: "SUB-ADVISER TO INVESTMENT ADVISERS"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other: "SUB-ADVISER TO INVESTMENT ADVISERS"
Assets and accounts
- Regulatory assets$611.7 million
- Accounts141
- DiscretionaryAll accounts
People
- Employees39
- Advisory staff5
- Broker-dealer reps16
- Licensed insurance agents0
- Planning clients26 to 50
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 282408, SEC file 801-107079.
- Registered with the SEC as an investment advisor (status date on record: February 4, 2016).
Is Mulholland Wealth Advisors, LLC a fiduciary?
Short answer: Mulholland Wealth Advisors, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 16 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.