SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Vestpointe Wealth Management, LLC
Scottsdale, AZ
CRD 132591
Firm filing updated March 5, 2026 ·
- $165.8MAssets
- 116Clients
- 3Advisory staff
- 423Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- OtherYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- Individuals45
- High net worth individuals44
- Pension and profit sharing plans20
- Corporations or other businesses7
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 45 | $11.7 million |
| High net worth individuals | 44 | $103.7 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 20 | $33.8 million |
| Corporations or other businesses not listed above | 7 | $16.5 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
See all 5 services
- Selection of other advisors (including private fund managers)
- Other: "CONSULTING"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Other: "CONSULTING"
Assets and accounts
- Regulatory assets$165.8 million
- Accounts423
- Discretionary$152.9 million · 395 accounts
- Non-discretionary$12.9 million · 28 accounts
People
- Employees3
- Advisory staff3
- Broker-dealer reps0
- Licensed insurance agents1
- Planning clients0
Registration details
- SEC-registered investment advisor. CRD 132591, SEC file 801-122250.
- Registered with the SEC as an investment advisor (status date on record: September 3, 2021).
Is Vestpointe Wealth Management, LLC a fiduciary?
Short answer: Vestpointe Wealth Management, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
1 staff member is a licensed insurance agent.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.