SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Trajan Wealth, L.L.C.
Scottsdale, AZ
CRD 158847
Firm filing updated August 28, 2026 ·
- $2.6BAssets
- 10,633Clients
- 46Advisory staff
- 18,370Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Individuals9,598
- High net worth individuals1,035
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 9,598 | $1.7 billion |
| High net worth individuals | 1,035 | $906.3 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Publication of periodicals or newsletters
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Publication of periodicals or newsletters
Assets and accounts
- Regulatory assets$2.6 billion
- Accounts18,370
- Discretionary$2.5 billion · 18,170 accounts
- Non-discretionary$52.1 million · 200 accounts
People
- Employees140
- Advisory staff46
- Broker-dealer reps0
- Licensed insurance agents43
- Planning clients0
Advisors
33 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 158847, SEC file 801-100392.
- Registered with the SEC as an investment advisor (status date on record: June 29, 2015).
Is Trajan Wealth, L.L.C. a fiduciary?
Short answer: Trajan Wealth, L.L.C. is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
43 staff are licensed insurance agents, the firm is itself an insurance broker or agent and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.