SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Dew Wealth Management
Scottsdale, AZ
Dew Wealth Management, LLC, CRD 114148
Firm filing updated September 8, 2026 ·
- $464.7MAssets
- 246Clients
- 24Advisory staff
- 596Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- OtherYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- High net worth individuals209
- Individuals37
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 37 | $14.2 million |
| High net worth individuals | 209 | $450.5 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
See all 5 services
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$464.7 million
- Accounts596
- Discretionary$201.4 million · 223 accounts
- Non-discretionary$263.3 million · 373 accounts
People
- Employees36
- Advisory staff24
- Broker-dealer reps0
- Licensed insurance agents2
- Planning clients251 to 500
Advisors
15 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Dew Wealth Management, LLC SEC-registered investment advisor. CRD 114148, SEC file 801-108014.
- Registered with the SEC as an investment advisor (status date on record: June 24, 2016).
Is Dew Wealth Management a fiduciary?
Short answer: Dew Wealth Management is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
2 staff are licensed insurance agents and the firm is itself an insurance broker or agent.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.