SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Buttonwood Capital Management (BCM)
Scottsdale, AZ
Buttonwood Capital Management, LLC, CRD 174857
Firm filing updated March 24, 2026 ·
- $380.8MAssets
- 3Advisory staff
- 896Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals235
- High net worth individuals105
- Corporations or other businesses9
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 235 | $62.6 million |
| High net worth individuals | 105 | $307.3 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $5.5 million |
| Charitable organizations | Fewer than 5 clients | $620,530 |
| Corporations or other businesses not listed above | 9 | $4.7 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
Assets and accounts
- Regulatory assets$380.8 million
- Accounts896
- Discretionary$375.2 million · 882 accounts
- Non-discretionary$5.5 million · 14 accounts
People
- Employees6
- Advisory staff3
- Broker-dealer reps3
- Licensed insurance agents2
- Planning clients1 to 10
Advisors
3 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Buttonwood Capital Management, LLC SEC-registered investment advisor. CRD 174857, SEC file 801-117678.
- Registered with the SEC as an investment advisor (status date on record: November 22, 2019).
Is Buttonwood Capital Management (BCM) a fiduciary?
Short answer: Buttonwood Capital Management (BCM) is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 3 staff are broker-dealer representatives and the firm is itself a broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
2 staff are licensed insurance agents, the firm is itself an insurance broker or agent and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.