SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Ashton Thomas Private Wealth
Scottsdale, AZ
Ashton Thomas Private Wealth, LLC, CRD 153902
Firm filing updated August 24, 2026 ·
- $6BAssets
- 63Advisory staff
- 7,879Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals1,983
- High net worth individuals1,198
- Corporations or other businesses36
- Charities11
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 1,983 | $641.9 million |
| High net worth individuals | 1,198 | $5.2 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $816,553 |
| Charitable organizations | 11 | $39.9 million |
| Corporations or other businesses not listed above | 36 | $109.5 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 6 services
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Other: "VARIABLE PRODUCT MODEL DESIGN AND MAINTENANCE"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Other: "VARIABLE PRODUCT MODEL DESIGN AND MAINTENANCE"
Assets and accounts
- Regulatory assets$6.0 billion
- Accounts7,879
- Discretionary$6.0 billion · 7,863 accounts
- Non-discretionary$4.3 million · 16 accounts
People
- Employees93
- Advisory staff63
- Broker-dealer reps26
- Licensed insurance agents35
- Planning clients26 to 50
Advisors
58 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Ashton Thomas Private Wealth, LLC SEC-registered investment advisor. CRD 153902, SEC file 801-71512.
- Registered with the SEC as an investment advisor (status date on record: June 15, 2010).
Is Ashton Thomas Private Wealth a fiduciary?
Short answer: Ashton Thomas Private Wealth is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 26 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
35 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.