SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Taylor Frigon Capital Management LLC
Scottsdale, AZ
CRD 142617
Firm filing updated March 24, 2026 ·
- $232.6MAssets
- 6Advisory staff
- 471Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals98
- Charities10
- Pension and profit sharing plans7
- Pooled vehicles2
- Investment companies1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 98 | $60.1 million |
| Investment companies | 1 | $32.6 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $114.9 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 7 | $24.4 million |
| Charitable organizations | 10 | $56,335 |
| Corporations or other businesses not listed above | Fewer than 5 clients | $579,302 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
See all 6 services
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters
Assets and accounts
- Regulatory assets$232.6 million
- Accounts471
- Discretionary$228.3 million · 448 accounts
- Non-discretionary$4.3 million · 23 accounts
People
- Employees11
- Advisory staff6
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients1 to 10
Advisors
3 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 142617, SEC file 801-67498.
- Registered with the SEC as an investment advisor (status date on record: February 5, 2007).
Is Taylor Frigon Capital Management LLC a fiduciary?
Short answer: Taylor Frigon Capital Management LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.