SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Stoker Ostler, A Part of BMO Financial Group
Scottsdale, AZ
Stoker Ostler Wealth Advisors, Inc., CRD 111320
Firm filing updated July 16, 2026 ·
- $3.7BAssets
- 1,585Clients
- 12Advisory staff
- 5,166Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals945
- Individuals634
- Charities6
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 634 | $344.9 million |
| High net worth individuals | 945 | $3.3 billion |
| Charitable organizations | 6 | $12.3 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$3.7 billion
- Accounts5,166
- Discretionary$3.6 billion · 4,904 accounts
- Non-discretionary$115.9 million · 262 accounts
People
- Employees30
- Advisory staff12
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients1,000
Advisors
9 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Stoker Ostler Wealth Advisors, Inc. SEC-registered investment advisor. CRD 111320, SEC file 801-54265.
- Registered with the SEC as an investment advisor (status date on record: April 14, 1997).
Is Stoker Ostler, A Part of Bmo Financial Group a fiduciary?
Short answer: Stoker Ostler, A Part of Bmo Financial Group is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.