SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
CSP Financial Group LLC
Scottsdale, AZ
CRD 310819
Firm filing updated September 11, 2026 ·
- $150.6MAssets
- 397Clients
- 21Advisory staff
- 1,008Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- OtherYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- Individuals346
- High net worth individuals46
- Pension and profit sharing plans5
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 346 | $79.1 million |
| High net worth individuals | 46 | $71.5 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $0 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
See all 5 services
- Educational seminars/workshops
- Other: "PORTFOLIO ANALYSIS (MRI) SERVICES"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
- Other: "PORTFOLIO ANALYSIS (MRI) SERVICES"
Assets and accounts
- Regulatory assets$150.6 million
- Accounts1,008
- DiscretionaryAll accounts
People
- Employees21
- Advisory staff21
- Broker-dealer reps0
- Licensed insurance agents21
- Planning clients1 to 10
Advisors
12 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 310819, SEC file 801-128346.
- Registered with the SEC as an investment advisor (status date on record: July 14, 2023).
Is CSP Financial Group LLC a fiduciary?
Short answer: CSP Financial Group LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
21 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.