SEC-registered financial advisors in North Carolina
This page lists 227 advisory firms with a main office in North Carolina that are registered with the SEC and report individual clients. It is not every advisor in North Carolina. Firms registered with North Carolina's securities regulator instead of the SEC, and some SEC-registered firms, are not shown. The firms are listed A to Z. It is a list, not a ranking and not a recommendation. Registration does not mean the SEC approves or recommends a firm, and it does not imply a certain level of skill or training.
Firms registered with the SEC in the last 12 months
City pages in North Carolina
Showing 24 of 227
- 1808 Capital Partners$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- A4 Wealth Advisors LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Abs Legacy Partners, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Absher Wealth Management, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Accruent Wealth Advisors$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Act Advisors$100M to $500MSEC recordPercentage of assetsFixed or flat feeOther
- Advisorstrust Partners LLC$100M to $500MSEC recordPercentage of assetsHourly
- Aim Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Alight Financial Advisors, LLC$1B or moreSEC recordPercentage of assetsFixed or flat feeOther
- Allen Wealth Management, LLC$500M to $1BSEC recordPercentage of assetsHourly
- Allspring Funds Management, LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Allspring Global Investments, LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Ally Invest Advisors$1B or moreSEC recordPercentage of assets
- Alpha Financial Advisors, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Alphastar Capital Management$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Altamont Capital Management$100M to $500MSEC recordPercentage of assetsHourly
- Amphora Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Arbor Investment Advisors$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Ark Royal Wealth Management LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Armor Investment Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Ascendor Wealth, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Aspire Private Capital$500M to $1BSEC recordPercentage of assets
- Atlantic Private Wealth, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Auctus Advisors LLC$500M to $1BSEC recordPercentage of assetsFixed or flat feeOther
- Beacon Capital Advisory Group$100M to $500MSEC recordPercentage of assetsFixed or flat feeCommissionsOther
- Beacon Financial Strategies Corp.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Beacon Wealthcare LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Biltmore Family Office, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Blue Financial$100M to $500MSEC recordPercentage of assets
- Blue Water Capital Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Blueprint Financial Advisors$1B or moreSEC recordPercentage of assetsHourly
- Bluesky Wealth Advisors, LLC$1B or moreSEC recordHourlyFixed or flat fee
- Bragg Financial Advisors Inc$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Brighthouse Investment Advisers, LLC$1B or moreSEC recordPercentage of assetsOther
- Broad Reach Capital LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Broyhill Asset Management, LLC$100M to $500MSEC recordPercentage of assetsPerformance-basedOther
- BSG Advisers$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Calamita Wealth Management$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Cannon Advisors$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Cannon Wealth Management Services$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Capital Advisers, Inc.$500M to $1BSEC recordPercentage of assetsHourly
- Capital Investment Advisory Services, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Capital Investment Counsel Inc$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- Capital Management LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Captrust$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Cardinal Capital Management Inc$1B or moreSEC recordPercentage of assets
- Carolina Financial Advisors, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Carolina Wealth Management, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Cascades Capital Asset Management, LLC$100M to $500MSEC recordPercentage of assets
- Cassia Capital Partners LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Charter Wealth Management$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Clearview Wealth Management$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Collegiate Capital Management, Inc.$500M to $1BSEC recordPercentage of assets
- Collie Financial Planning, Inc.$100M to $500MSEC recordPercentage of assetsHourly
- Colony Family Offices, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Colton Groome Financial Advisors, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat feeOther
- Cordgrass Capital Advisors, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Cornerstone Wealth$1B or moreSEC recordPercentage of assetsFixed or flat feeOther
- Cornerstone Wealth Planning$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Counterweight Private Wealth$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Course Management Investment Advisors, LLC$100M to $500MSEC recordPercentage of assets
- Crossgen Wealth LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Crown Wealth Group LLC$500M to $1BSEC recordPercentage of assetsFixed or flat feeOther
- Davis Investment Partners, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Defender Capital$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Delegate Advisors, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Dolan Capital Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Dovetail Financial Group LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Dreher Financial Partners$100M to $500MSEC recordPercentage of assets
- Eastover Capital Management$100M to $500MSEC recordPercentage of assets
- Emerald Asset Management, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Eqv Advisory, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat feeOther
- Eton Advisors$1B or moreSEC recordPercentage of assetsFixed or flat feeOther
- Evergreen Wealth Advisors$100M to $500MSEC recordPercentage of assets
- Everstar Asset Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyPerformance-based
- Family Legacy Financial Solutions, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Family Wealth Partners, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Financial Symmetry Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- First Citizens Asset Management, Inc$100M to $500MSEC recordPercentage of assets
- First Citizens Investor Services, Inc.$1B or moreSEC recordPercentage of assets
- First Financial Group$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- First Oak Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourly
- Forest Capital$100M to $500MSEC recordPercentage of assets
- Fortress Private Ledger, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Founders Financial Alliance, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Franklin Street Advisors Inc.$1B or moreSEC recordPercentage of assetsFixed or flat feeOther
- Frazier Financial Consultants, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Front Porch Financial Advisory$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Fund Direct Advisors Inc.$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Gibert Wealth Management$100M to $500MSEC recordPercentage of assets
- Gouws Capital LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Gragg Financial$100M to $500MSEC recordPercentage of assetsHourly
- Granada Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Granville Capital, Inc.$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Greenway Wealth Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Guardian Wealth Advisors, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- H. L. Ormond & Company, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Hamilton Point Investment Advisors, LLC$1B or moreSEC recordPercentage of assets
- Hayden Harper Wealth Advisory, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Hicks & Associates Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Hilltop Wealth Advisors, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Hobart Wealth$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Holcombe & McGrath$100M to $500MSEC recordPercentage of assetsHourly
- Holderness Investments Co$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Hollingsworth Avent Averre & Purvis, PA$100M to $500MSEC recordPercentage of assetsHourly
- Horizon Financial Services, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Horizon Investments LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Horizons Wealth Management$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Hunter Street Investment Advisors LLC$100M to $500MSEC recordPercentage of assetsHourly
- Ia Network, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Independent Advisor Alliance, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Independent Wealth Advisors, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Innovation Partners LLCUnder $25MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Insight Folios$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Integrated Wealthcare, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Integrative Planning, Inc.$100M to $500MSEC recordPercentage of assetsHourly
- Intercarolina Financial Services, Inc.$25M to $100MSEC recordPercentage of assets
- Investor Advisory Group$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Ip Financial Advisory Services LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Ironsides Asset Advisors, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Joel Adams and Associates Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Kenneth Frenke & Co$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Kensington Financial Group, Inc.$100M to $500MSEC recordPercentage of assets
- Kerusso Capital Management, LLC$100M to $500MSEC recordPercentage of assetsPerformance-based
- Kucharo Wealth$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Kuhn Advisors, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Laurel Wealth Advisors, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Level Wealth Management LLC$100M to $500MSEC recordFixed or flat fee
- Lewis Financial Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Lifeplan Group$100M to $500MSEC recordPercentage of assetsFixed or flat feeOther
- Linden Thomas Advisory Services, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Live Oak Private Wealth, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Lumina Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Lyon Wealth Advisors$100M to $500MSEC recordPercentage of assets
- Masonboro Advisors$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Mauney-Pitt Financial Management, Inc.$100M to $500MSEC recordPercentage of assets
- MBL Advisors$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Milestone Investments, Inc.$100M to $500MSEC recordPercentage of assetsHourlyCommissions
- Mill Capital Management, LLC$1B or moreSEC recordPercentage of assets
- Modern Capital Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Morgan Creek Capital Management, LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Muirfield Wealth Advisors LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Namcoa$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- New Republic Partners$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Novare Capital Management$1B or moreSEC recordPercentage of assets
- Oak City Investment Consulting$1B or moreSEC recordPercentage of assetsFixed or flat feeOther
- Old North State Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeCommissionsOther
- Old Peak Finance$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Omnistar Financial Group, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Passport Wealth Management$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Peace of Mind Wealth Management$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Pendleton Financial Wealth Management$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Phoenix Wealth Advisors Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Physicians Financial Services, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Piedmont Capital Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Pinafore Wealth Counsel Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Portus Wealth Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Powell Wealth$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Private Wealth Management of North Carolina LLC$100M to $500MSEC recordPercentage of assetsHourly
- Professional Wealth Management Services LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Providence Capital Advisors, LLC$1B or moreSEC recordPercentage of assetsHourly
- Pursuit Wealth Strategies, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Quantitative Process, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Quest 10 Wealth Builders, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Raleigh Capital Management Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat feeOther
- Reh Wealth Advisors LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Reichard Capital, LLC$100M to $500MSEC recordPercentage of assetsHourly
- Reliant Investment Partners, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Ridgeline Wealth Advisors, LLC.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Saber Capital Management LLC$100M to $500MSEC recordPercentage of assetsNewsletter subscriptionsPerformance-based
- Safe Harbor Family Capital, LLC$500M to $1BSEC recordPercentage of assets
- Salem Investment Counselors Inc$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Sapere Wealth Management, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Semmax Financial Advisors, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Sheets Smith Wealth Management$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Shining Rock Advisors LLC$100M to $500MSEC recordPercentage of assets
- Sledge and Company Wealth Advisors$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- SLP Wealth$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Smith Partners Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Smith Salley Wealth Management$1B or moreSEC recordPercentage of assets
- Sound Financial Management, Inc.$100M to $500MSEC recordPercentage of assets
- Sparta Wealth Partners$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Spartan Planning Group$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Sterling Capital Management LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Strategic Advisory Partners$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Strathmore Capital Advisors$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Structural Solutions LLC$100M to $500MSEC recordHourlyFixed or flat fee
- Tagstone Capital, Inc.$100M to $500MSEC recordPercentage of assetsHourly
- Tannin Capital, LLC$500M to $1BSEC recordPercentage of assets
- Tar River Wealth Planning, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Tarheel Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourly
- Tassel Capital Management, Inc$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Terra Wealth$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Thayer Financial, L.L.C.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- The Breit Group$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- The Financial Legacy Group$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- The Pines Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- The Wealth Group, Ltd$100M to $500MSEC recordPercentage of assetsHourly
- Three Magnolias Financial Advisors$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Tilia Fiduciary Partners, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Timonier$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Tolley Financial Group, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Topsail Wealth Management LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Townsend Asset Management Corp.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Tradewinds, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- TRG Capital Management, Inc.$100M to $500MSEC recordPercentage of assetsHourlyPerformance-based
- Triangle Wealth Management$1B or moreSEC recordPercentage of assets
- Tricapital Wealth Management, Inc.$100M to $500MSEC recordPercentage of assetsHourly
- Twin City Private Wealth, LLC$100M to $500MSEC recordPercentage of assets
- Uwharrie Investment Advisors, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Veratis Advisors, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Verity Asset Management$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Verum Partners LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Wealthpoint Advisors$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Wedge Capital Management LLP$1B or moreSEC recordPercentage of assets
- Wells Fargo Investment Institute, Inc.$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Wells Financial Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- West Financial Strategies, Inc.$100M to $500MSEC recordPercentage of assets
- Westhampton Capital$100M to $500MSEC recordPercentage of assets
- White Oak Financial Management, Inc$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- White Oak Wealth Partners$100M to $500MSEC recordPercentage of assets
- Whitener Capital Management, Inc$500M to $1BSEC recordPercentage of assetsHourly
- WMS Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourly
- Woodard & Co Asset Management Group Inc$1B or moreSEC recordPercentage of assets
- Woodward Financial Advisors, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Worth Advisors$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Zuraw Financial Advisors, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.