SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Broyhill Asset Management, LLC
Charlotte, NC
CRD 120462
Firm filing updated March 13, 2026 ·
- $204.5MAssets
- 4Advisory staff
- 91Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- OtherYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
Who the firm serves
- High net worth individuals78
- Individuals9
- Pooled vehicles2
- Investment companies1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 9 | $3.6 million |
| High net worth individuals | 78 | $96.1 million |
| Investment companies | 1 | $38.9 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $27.1 million |
| Charitable organizations | Fewer than 5 clients | $38.8 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 6 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Other: "PROVIDING INVESTMENT MODELS TO CERTAIN TAMP PLATFORMS"
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Other: "PROVIDING INVESTMENT MODELS TO CERTAIN TAMP PLATFORMS"
Assets and accounts
- Regulatory assets$204.5 million
- Accounts91
- Discretionary$204.3 million · 90 accounts
- Non-discretionary$156,508 · 1 accounts
People
- Employees6
- Advisory staff4
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 120462, SEC file 801-121859.
- Registered with the SEC as an investment advisor (status date on record: July 23, 2021).
Is Broyhill Asset Management, LLC a fiduciary?
Short answer: Broyhill Asset Management, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.