SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Ip Financial Advisory Services LLC
Charlotte, NC
CRD 305772
Firm filing updated June 30, 2026 ·
- $481.4MAssets
- 2,001Clients
- 112Advisory staff
- 2,686Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- OtherYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- Individuals2,001
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 2,001 | $481.4 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 6 services
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Other: "CONSULTING SERVICES TO QUALIFIED RETIREMENT PLANS"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Other: "CONSULTING SERVICES TO QUALIFIED RETIREMENT PLANS"
Assets and accounts
- Regulatory assets$481.4 million
- Accounts2,686
- Discretionary$258.5 million · 1,226 accounts
- Non-discretionary$222.9 million · 1,460 accounts
People
- Employees112
- Advisory staff112
- Broker-dealer reps86
- Licensed insurance agents86
- Planning clients11 to 25
Advisors
78 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 305772, SEC file 801-117481.
- Registered with the SEC as an investment advisor (status date on record: October 17, 2019).
Is Ip Financial Advisory Services LLC a fiduciary?
Short answer: Ip Financial Advisory Services LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 86 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
86 staff are licensed insurance agents and the firm is itself an insurance broker or agent.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.