Theodore Leonard Brooks
Investment adviser representative at Ip Financial Advisory Services LLC
32 yearsExperience
3 statesRegistered in
$481.4MFirm assets
6 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
32 years in the industry.
- Ip Financial Advisory Services LLCFeb 2021 to now
- Innovation Partners LLCJan 2021 to now
- Ip Financial Services, LLCJan 2021 to now
- Innovative PlanningJan 1994 to now
- Supreme Alliance LLCJul 2019 to Jan 2021
- Lincoln InvestmentJan 2017 to Mar 2017
- Legend Advisory CorporationAug 2016 to Mar 2019
- Legend Equities CorporationJul 2016 to Mar 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 65 · Uniform Investment Adviser Law1998
State registrations
Registered as an investment adviser representative in 3 states (CT, FL, NY).
Ip Financial Advisory Services LLC
$481.4MAssets managed
2,001Clients
133Advisers
6 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2628214
- Firm CRD
- 305772